Skip to main content

Enhance your skills with the new Advanced Diploma in Investment Compliance

Advanced Diploma in Investment Compliance

Developed in consultation with a panel of banks and financial instititutions, this Advanced Diploma in Investment Compliance is offered in partnership with the Chartered Institute of Securities and Investment (CISI)

Bespoke Programmes

We can put together a programme to suit your needs and run it either in-house or here at the Centre. Led and delivered by compliance professionals, all our training courses are pragmatic and provide delegates with a practical solutions to the challenges faced by compliance departments.

The majority of our courses are designed for middle and senior level compliance officers, however we can provide introductory level courses for your graduate trainees and non-compliance staff who may require a basic knowledge of regulation and compliance.

Sample Courses

Below you will find a sample list of areas we have included in previous courses, but this list is by no means exhaustive:

  • Anti-Money Laundering Issues
  • Market Abuse Issues
  • Communicating Compliance
  • How to build and develop a world class Compliance Function
  • Conflicts of Interest
  • Influencing and Negotiation Skills for Compliance Officers
  • Advanced Risk Management for Compliance Professionals
  • Trading and Compliance
  • Current Regulatory and Compliance Challenges in Investment Banking

Contact Us

For more information about how we can help you with your regulatory and compliance training requirements please call Leanne Ley on +44 (0)118 378 8239 or email l.ley@icmacentre.ac.uk.

Published 30 April 2010

You might also like

Bulmershe students take top position in Business School Stock Market Competition

24 July 2015
On Thursday 2 July, the ICMA Centre at Henley Business School hosted its fourth annual Stock Market Competition for sixth form and college students interested in a career in finance and trading. The competition took place in the ICMA Centre’s world-class trading rooms, and after an exciting day, Greg Dean and Nischal Timalsina from Bulmershe School were awarded iPads and a trophy as the competition winners.
Press releases

The privatisation of Royal Mail

15 October 2013
The privatisation of Royal Mail has made headlines in recent days as the stock price rose to 479.50p on the first day of full trading on the stock exchange.
Business News

Master Financial Technology with an MSc Fintech Degree

14 March 2019