Enhance your skills with the new Advanced Diploma in Investment Compliance
Investment Compliance The ICMA Centre has a well established expertise in Investment Compliance. We have long recognised and advocated the importance of robust regulatory and compliance policies in financial institutions. This and the level of demand by banks and finance houses for well-trained compliance professionals has led to the Centre running a suite of regulation and compliance executive education programmes both in the UK and around the world. Our corporate clients in the UK include many of major banks such as Deutsche, JPMorgan, Morgan Stanley and Commerzbank. Overseas we have worked with several Central Banks including Serbia and Montenegro, Dubai and Egypt, as well as large corporates in Spain and the Nordic region.
Advanced Diploma in Investment Compliance
Developed in consultation with a panel of banks and financial instititutions, this Advanced Diploma in Investment Compliance is offered in partnership with the Chartered Institute of Securities and Investment (CISI)
Bespoke Programmes
We can put together a programme to suit your needs and run it either in-house or here at the Centre. Led and delivered by compliance professionals, all our training courses are pragmatic and provide delegates with a practical solutions to the challenges faced by compliance departments.
The majority of our courses are designed for middle and senior level compliance officers, however we can provide introductory level courses for your graduate trainees and non-compliance staff who may require a basic knowledge of regulation and compliance.
Sample Courses
Below you will find a sample list of areas we have included in previous courses, but this list is by no means exhaustive:
- Anti-Money Laundering Issues
- Market Abuse Issues
- Communicating Compliance
- How to build and develop a world class Compliance Function
- Conflicts of Interest
- Influencing and Negotiation Skills for Compliance Officers
- Advanced Risk Management for Compliance Professionals
- Trading and Compliance
- Current Regulatory and Compliance Challenges in Investment Banking
Contact Us
For more information about how we can help you with your regulatory and compliance training requirements please call Leanne Ley on +44 (0)118 378 8239 or email l.ley@icmacentre.ac.uk.
| Published | 30 April 2010 |
|---|
You might also like
Dr. Ogonna Nneji featured in credit magazine
A lecturer in finance at the ICMA Centre, Dr. Ogonna Nneji, recently featured in Creditflux, a leading industry credit magazine with around 10,000 readers in the credit markets. His short article was co-authored with Dr. Davide Avino, a research fellow at the Financial Mathematics and Computation Cluster (FMC2), University College Dublin Smurfit Business School and previous ICMA Centre PhD student. Their article titled "Finding inefficiencies in iTraxx" provides evidence that the credit default swaps market in Europe is inefficient and could be exploited by credit investors.
ICMA Centre MSc students to be granted ICMA IFID upon degree completion
The ICMA Centre at Henley Business School, University of Reading is delighted to announce that students on seven of its Masters degrees will be granted the well regarded ICMA International Fixed Income and Derivatives (IFID) Certificate upon successful completion of their degree.
Islamic Finance Master's Launched at University of Reading Malaysia
The University of Reading Malaysia (UoRM) signed a Memorandum of Understanding with INCEIF. The agreement paves the way for Henley Business School at UoRM to work with INCEIF to offer the MSc Investment Banking and Islamic Finance to students, with INCEIF’s Professional Certificate in Islamic Finance, specialising in the Islamic Capital Market.
This site uses cookies to improve your user experience. By using this site you agree to these cookies being set. You can read more about what cookies we use here. If you do not wish to accept cookies from this site please either disable cookies or refrain from using the site.