The Advanced Diploma in Investment Compliance is the most comprehensive programme currently available in the financial markets. The ICMA Centre and the Chartered Institute for Securities and Investment (CISI) announced the exciting programme that builds on the success of the Diploma in Capital Markets Regulation and Compliance, which the ICMA Centre launched in 2005 in partnership with FINRA.
The ICMA Centre has the capabilities to put together a programme to suit your business’s needs and run it either in-house or here at the Centre. The Centre’s compliance professionals will lead and deliver all the training courses and ensure they are pragmatic and provide delegates with practical solutions to the challenges faced by compliance departments.
The ICMA Centre caters for all types of compliance officers ranging from introductory courses to those designed for middle and senior roles.
Below you will find a sample list of areas we have included in previous courses, but this list by no means exhaustive:
- Anti-Money Laundering Issues
- Market Abuse Issues
- Communicating Compliance
- How to build and develop a world class Compliance Function
- Conflicts of Interest
- Influencing and Negotiation Skills for Compliance Officers
- Advanced Risk Management for Compliance Professionals
- Trading and Compliance
- Current Regulatory and Compliance Challenges in Investment Banking